How does the platform support compliance (Anti-Money Laundering/Know Your Customer)?
The platform supports Anti-Money Laundering (AML) compliance and Know Your Customer (KYC) obligations through:
- KYC documentation management
- Customizable risk assessments
- Real-time tracking of KYC review dates and client risk ratings
- Ongoing monitoring and audit trails & recordkeeping
- Generation of KYC profiles for specific investors